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Financial Business Assessor

Salary:£30000 - £35000 Per Annum Depending on Experience
Benefits:Depending on Experience
Start Date:ASAP
Job Ref: MAEL14110
Posted: 23/10/2017
Job Description

Are you Diploma Level 4 Qualified within Financial Services?

Are you looking to join a progressive and autonomous company?

We have an excellent opportunity for a financial professional with experience of, COBS product and sales process, COBS, regulatory requirements, TCF, Data Protection and Anti Money Laundering.

We have an opportunity for a Business Assessor that will be accountable for ensuring that all check's are carried out in accordance to company policy in an accurate, effective and fair manor. You will be proactive in the identification of trends and put forward suggestions for continuos improvement.

Sample responsibilities will include:

  • Reviewing the client files within the agreed criteria to the appropriate standards and in accordance with the current processes and procedures
  • Recording the results of assessments accurately and concisely
  • To be a positive role model, committed to embedding best practise
  • To provide courteous and consistent support to advisers and supervisors to improve quality
  • Work effectively with all the appropriate teams, including operations and compliance to improve advise quality across the whole of the network.
  • Work to achieve service level agreement standards
  • Timely reporting of any rejects or potential breeches

If this sounds of interest to you or anyone you may know please get in contact with me and email over your CV to